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Business Risk Manager

  • Salary: Negotiable
  • Location: London
  • Sector: Compliance
  • Job type: Permanent
  • Date posted:
    07 Nov 2017
  • Job reference: 29608

The client aims to build long term relationships with clients and work with them to help them achieve their aims of running profitable and compliant businesses. A Business Risk Consultant will therefore undertake business risk assessment visits, mainly to medium to large financial service businesses and will help them understand regulatory risks relevant to their business, taking into account their short, medium and long term objectives. The Business Risk Consultant, on a consultative basis, will provide a firm with a bespoke and personalised report detailing the ways in which the risks can be mitigated.

Key outputs include:

  • Maintaining internal records in regard to the interaction with clients including phone calls, emails and meetings
  • Maintaining records of ongoing training undertaken to confirm knowledge is being kept up to date
  • Follow the internal compliance procedures including meeting the minimum requirements set out for issuing reports to clients, dealing with queries and updating internal management documents
  • Delivers fee based support to firms under an appropriate contract for services
  • Experience delivering consultancy services to the intermediary community
  • Ability to manage a varied and busy workload
  • Detailed knowledge of the regulatory framework
  • Understanding of IFA processes and motivations
  • Understanding of regulatory bodies
  • Understanding of the need to blend commercial and regulatory obligations
  • Full driving licence
  • Able to undertake extensive travel and occasional overnight stays
  • Level 4 qualified

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful.

Our clients include: