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Compliance Analyst

  • Salary: £28000.00 - £30000.00 per annum
  • Location: City of London, London
  • Sector: Compliance/Risk/Governance/Audit
  • Job type: Permanent
  • Date posted:
    14 May 2019
  • Job reference: BBBH32264

Duties (sometimes under supervision of the Compliance Officer) will include:

  • Monitoring and allocating queries coming into the compliance inbox
  • Conducting reviews of IAR's
  • Ensuring that policies owned by Compliance are regularly reviewed to the agreed schedule, updated, re-approved and published
  • Issuing agreed higher limit Business Principles documents
  • Reporting on and ensuring that Rule Breaches are properly resolved and closed on reporting systems
  • Producing monthly and quarterly reporting data for review by the relevant Compliance Officer and business units, including QAFA data

The position requires some compliance experience within the insurance industry, ideally London Market broking. An insurance qualification would be advantageous as well as a conscientious and self-motivated attitude and a good eye for detail. This is a great junior role for someone looking to build a career in compliance or operations.

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful, we aim to contact you to discuss the opportunity in more detail within 2 working days. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful. If your application is unsuccessful, the information supplied may still be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.

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