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Compliance Consultant

  • Salary: Up to £40000 per annum + Bonus and Benefits and Car
  • Location: Dumfries & Galloway
  • Sector: Compliance
  • Job type: Permanent
  • Date posted:
    07 Jun 2019
  • Job reference: 32793

Are you a people person?
Do you enjoy being on the road?
Do you like to make a difference?
Do you understand financial regulation?
Are you living in Scotland?


If it's yes to the above - this is for you…


Meet Dave.


Monday to Thursday he gets to go out to meet his clients from his home, he builds relationships and gets to talk about what he knows best compliance.


He might have to do a file review, look at policy, present to Directors, sit with a Financial Adviser and discuss a pension transfer case, bit of T&C - who knows what the day will bring. He works with his clients to deliver the best suitable advice to their high net worth clients and he enjoys working in the team to get it right.


Then it's Friday and Dave LOVES Fridays - he gets a lie in, has a nice breakfast and a strong coffee, fires up the laptop writes his reports from the week and the week is over - time to enjoy the weekend.


Fancy being like Dave?


A Diploma in Financial Planning is essential as that's what our clients expect and a pension transfer qualification would be advantageous. You need to be a people person and be able to communicate and deliver to all levels, previous experience in a similar role would be good but if your passionate and have drive then we will develop and train you.


Why else does Dave love his job?


The benefits!
Home-based working
Basic salary - £40,000 (negotiable dependent on experience)
25 days holiday, the option to purchase more holiday as well as your birthday off too! Car allowance
Uncapped bonus structure
Auto-enrolment pension
Four times death in service should the worst happen
Income protection
Critical illness cover

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful, we aim to contact you to discuss the opportunity in more detail within 2 working days. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful. If your application is unsuccessful, the information supplied may still be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.

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