Accessibility Links

Compliance Manager

  • Salary: £35000 - £45000 per annum
  • Location: London
  • Sector: Compliance
  • Job type: Permanent
  • Date posted:
    22 Apr 2021
  • Job reference: 35518

A well established corporate insurance Broker in North London is seeking a Compliance Manager to join the team.

Job Description:

  • To assist the Operations Director with ongoing compliance implementation and regulatory reporting requirements; and to ensure the firm maintains compliant practices to accord with any future policies issued by the FCA, relating to its regulated general non-investment insurance activities
  • To assess training requirements and maintain training and professional development records for all employees
  • To structure and organise relevant in-house and external training, as deemed appropriate to the nature of the business
  • Maintain records of management and staff meetings
  • Handle complaints in accordance with the FCA guidelines
  • To handle the firm's HR responsibilities including but not limited to contracts, H&S policy and handbook

Please contact me for more information.

Visit the IDEX Consulting Ltd website for further opportunities. We value diversity and always provide guidance based on merit. Please note that the information supplied may be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.

Our clients include: