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Compliance Officer

Job description

Family comes first at this Chartered IFA practice!

They keep family at the centre of everything they do, both for employees and clients, including the advice they provide. It has enabled them to build long, established relationships with clients and in several cases generations of their families who have also become clients.

It's no surprise then that they're looking for a special kind of individual to join the team and continue the great work they do.

As Compliance Officer you will:-

  • Complete complex file reviews
  • Work closely with the network on new regulation and horizon scanning
  • Have regular meetings with the directors where you will discuss any areas of concern and make suggestions for ways in which you can improve current compliance processes


In return this firm offers a highly competitive salary, benefits and flexibility to work from home, reduced hours can also be offered

On that note, it's fair to say you'll be a good influencer who is able to provide challenge, but in the right way that suits the business.

This is undoubtedly a great opportunity for a compliance professional to join a practice where you'll become part of the family and where the work you do will be valued.

Visit the IDEX Consulting Ltd website for further opportunities. We value diversity and always provide guidance based on merit. Please note that the information supplied may be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.