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Compliance Officer

  • Salary: £40000.00 - £45000.00 per annum
  • Location: Worcestershire
  • Sector: Financial Services
  • Job type: Permanent
  • Date posted:
    19 Sep 2017
  • Job reference: 28342
My client is a leading financial service business looking for a regulatory project manager to drive and oversee the planning and implementation of assigned projects within the business in order to mitigate perceived regulatory risks.

Responsibilities:-


* Identify and evaluate key risks highlighted through external audits, FCA/industry communications and through individual notification and report as necessary
* Through risk identification, effect assigned projects, as prioritised by the business, in order to establish necessary changes, to systems, controls and processes
* Define the scope of the project/s in collaboration with relevant individuals within the business
* Manage and maintain a detailed and documented work plan, with projected timescales, resources and communication strategies
* Engage with necessary external auditors to ensure that changes effected are robust and mitigate perceived regulatory risks


Requirements:-

* Diploma in Financial Planning as a minimum qualification requirement
* Experience in a similar position is essential
* FCA Regulatory work experience
* Excellent communication, organisation and prioritisation skills
* Self-motivation and ability to work both independently or collaboratively is essential


If you’re successful you will benefit from:-

* Salary £40,000 - £60,000
* Company benefits
* 30 days holiday
* Free onsite parking
* Career development
* Support and funding for further exams
* Salary increase for further exams gained
* Flexible working hours

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful.
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