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Compliance Officer

  • Salary: Up to £40000 per annum + Benefits package
  • Location: North Yorkshire
  • Sector: Compliance
  • Job type: Permanent
  • Date posted:
    11 Feb 2020
  • Job reference: 33461


Are you looking to take your career to the next step whilst supporting a team of award-winning Chartered Financial Planners who have accolades for being one of the best companies to work for?
Do you want to support, guide and influence leading individuals in their quest to be compliant?


I'm looking for an indiviudal who has experience within wealth, focusing on regulated compliance, to support the Head of Compliance in all tasks such as policy, T&C, quality assurance adhoc activities.

To be successful, experience within the wealth compliance is essential and you'll need to be comfortable with delivery, communication and building rapport across the business.
Working towards the Diploma in Financial Planning is essential and preferably towards Chartrered status, however the team will support you in your quest to develop your career further.
You'll recieve a wealth of benefits working for such a fantastic organisation.

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