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Head of Compliance

  • Salary: £60000 - £75000 per annum + Benefits
  • Location: Manchester, Greater Manchester
  • Sector: Compliance
  • Job type: Permanent
  • Date posted:
    14 Oct 2019
  • Job reference: 33045

Do you want to be part of a company who is growing?

Keen to work as a CF10 and CF11 for a company who is set up as a traditional IFA however has a different type of delivery platform that allows every single individual to have access to financial advice whether you had a pound to invest or millions?

Managing the relationships between the Regulator and the Financial Advisers you'll work as a Head of Compliance working with the senior management team to continue to build on the compliance culture within the organisation, you'll be responsible for taking into account regulatory changes and delivering these to the team. You'll deliver the compliance monitoring plan, deliver training to the organisation focusing on all aspects of compliance and produce and maintain all company policies ensuring implementation.

You'll act as the Chair if the Risk Committee and own the firms complaints management function as well as holding CF10 and CF11.

To be successful you'll need to hold your Diploma in Financial Planning and preferably hold chartered status, you'll also need to be open-minded, driven and a strong communicator at all levels to gain trust within the company.

In reward you'll be joining a lead fintech organisation who focuses on investments and is only at the beginning of their growth plan. You'll benefit from a salary of between £60,000 to £75,000 dependent on experience and also benefit from a fantastic benefits package, flexible working pattern and shares in the company. The company has their head office in central Manchester so easily commutable.

Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.

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