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Head of T&C

  • Salary: £60000 - £80000 per annum
  • Location: Birmingham, West Midlands
  • Sector: Financial Services
  • Job type: Permanent
  • Date posted:
    26 Mar 2019
  • Job reference: 31566

My client is a leading chartered financial planning, firm looking to grow the senior leadership team and recruit a Head of T&C supervision to the team.

  • To effectively deliver the T&C requirements of all regulated entities within the group in line with the documented T&C frameworks
  • To ensure that across the T&C supervision team, individuals are actively use negative trends identified by the risk team to develop individuals and improve periodic MI
  • To ensure that sufficient resource is in place to satisfy the span of control requirements across the group
  • To instil a high-quality communication strategy adopted by T&C Supervisors in their dealings with vendors, Advisers and other departments across the group
  • To ensure that the whole team had a detailed understanding of advice guidance, strategic propositions, firm systems and controls and business processes to work towards becoming a possible point of contact for all key stakeholders
  • To demonstrate a high degree of technical and regulatory knowledge and market awareness across the T&C supervision team
  • To assist with the recruitment and interviewing of Consultants, if required
  • Using the designated framework, ensure that once gaps in Adviser knowledge have been identified, in partnership with group training, co-ordinate all Consultant training and development to ensure that these gaps are filled
  • To ensure that all decisions that are made by team members considers the commercial impact on the firm and the personal impact on the Adviser


Experience, knowledge and qualifications:

  • Experienced financial services professional
  • Previous T&C and sales management experience
  • Ideally IFA sector experience
  • Qualified to at least QCA Level 4 Diploma standard
  • Hold a relevant industry supervision qualification such as H15, J07 or AF6 would be desirable
  • An accomplished communicator with experience of interacting effectively with both individuals and groups

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful, we aim to contact you to discuss the opportunity in more detail within 2 working days. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful. If your application is unsuccessful, the information supplied may still be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.

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