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Sales Quality Advisor R&C

  • Salary: £30000.00 - £40000.00 per annum
  • Location: Bristol, Gloucestershire
  • Sector: Financial Services
  • Job type: Permanent
  • Date posted:
    20 Sep 2017
  • Job reference: 28968
Sales Quality Adviser - Risk and Compliance

Are you an experienced Sales Quality Advisor/business assurance professional within the personal financial planning industry? Would you be interested in working for a market leading charted financial planning business reviewing advice on a broad range of high net worth cases? In addition our team are encouraged to get involved in other areas of the business such as sales and marketing projects to really add value and develop your skills.

We are seeking an experienced compliance and risk/Sales Quality Adviser or someone who is keen to move into this role from a paraplanning or advisory background. The successful candidate work with our team of dedicated Financial Planning Consultants to peer review the advice given and quality of documentation to ensure best practice for our clients. Based from our Chipping Sodbury office the successful candidate will ideally have experience of reviewing complex financial advice to clients on a range of issues from pensions, wealth management, tax planning and protection.

Skills and Experience Required:

* QCF Level 4 certified (or equivalent), Chartered would be an advantage but not essential
* Proven financial Planning knowledge with appropriate supporting qualifications
* In depth knowledge of UK financial planning legislation
* Previous client facing service delivery experience
* Strong decision making skills with the ability to influence peers and senior colleagues
* Experience of DB pension transfers ideally with CII AF3 or G60 would be an advantage
* Strong communication, influencing and negotiation skill
* Analytical problem solving skills
* Strong team player
* Ability to communicate effectively across multiple lines of operating teams and LOB’s

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful.
Our clients include: