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SIPP/ SSAS Compliance Manager - Home Based

  • Salary: £50000 - £65000 per annum
  • Location: Bristol
  • Sector: Compliance
  • Job type: Permanent
  • Date posted:
    08 Oct 2020
  • Job reference: 34666

Working for an ambitious and progressive organisation that has strategies and initiatives in place to develop and grow the brand within the marketplace. The Compliance Manager will perform a key role in respect of providing guidance and support to the board, management and staff to assist with the delivery and implementation of strategies and goals.

The Compliance Manager will also be responsible for overseeing the compliance program; functioning as an independent and objective individual that reviews and evaluates compliance and regulatory issues, concerns, initiatives.

The position ensures the board, management and employees operate compliantly within the rules, regulations and guidelines of the relevant regulatory agencies.

Key duties

  • Promote a positive compliance culture at all times
  • Maintain a thorough knowledge of all regulatory, legislative and technical requirements
  • Attend Management and Board meetings and produce associated compliance and management reports to address compliance operations, including risks, issues, progress, etc.
  • Working with group compliance, group operations and board to ensure appropriate compliance support is provided
  • Formulate and successfully implement compliance policy
  • Ensure I.T. is in place and used, to adequately provide oversight and monitoring in required areas
  • Set compliance objectives
  • Continually review the control framework, including SM&CR, focusing on the higher risk activities

You will have

  • Strong SIPP and SSAS compliance management background
  • Excellent communication and management skills
  • High level knowledge and practical understanding of the FCA rules
  • Possess high level communication, listening and negotiating skills
  • Experience of leading and driving good company culture

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