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T&C Consultant

  • Salary: £43000 - £45000 per annum + car allowance
  • Location: West Midlands
  • Sector: Compliance
  • Job type: Permanent
  • Date posted:
    28 Jan 2021
  • Job reference: 34317

My client is a leading national IFA firm looking to grow the T&C team due to continuing acquisitions.

The role

  • To coach, train, develop and monitor the performance of Financial Advisers to ensure that clients receive an outstanding service and that all regulatory requirements and standards are met and maintained
  • To ensure that all Advisers demonstrate appropriate levels of knowledge, skills and expertise to undertake their role competently in line with the firm's training and competence programme and TCF strategy

The day to day

  • Manage the training and development of a team of IFAs
  • Conduct induction training for IFAs joining the company
  • Participate in role-play assessment of IFAs
  • Manage and supervise IFAs' performance and provide appropriate levels of oversight from non-competent to competent status
  • Undertaking training needs analysis to identify training gaps in skills and knowledge
  • Investigate areas of underperformance, report findings and recommended remedial action
  • Prepare development plans to address learning needs
  • Conduct Observation and Assessment of IFAs' advisory skills to demonstrate their ongoing competency
  • Undertake pre-sale and post-sale client file reviews, instructing remedial action and identifying areas for development

You will have:

  • Strong T&D background
  • Previous experience of an RDC/Field Supervisor role
  • Up to date compliance and risk management knowledge
  • People management skills - including coaching and mentoring
  • Strong and effective communication skills
  • Networking skills
  • Level 4 Diploma in Financial Planning

Home based with regular national travel.

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