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T&C Supervisor

  • Salary: £40000 - £45000 per annum + £450 p/m car allowance
  • Location: Milton Keynes, Buckinghamshire
  • Sector: Compliance
  • Job type: Permanent
  • Date posted:
    21 Nov 2018
  • Job reference: 31928

The company

My client is a leading financial services network who offer full compliance and technical support to Financial Advisers and their clients.

Role

My client is looking for a T&C Supervisor to effectively assist in delivering the T&C requirements of the firm. In your new role, you would be responsible for ensuring the training, competence and professional development of members of the network.

You would be required to make sure Advisers meet regulatory requirements and expectations. You will assist in delivering core training and development support to clients and their Financial Advisers.

Responsibilities

  • Create and maintain effective relationships with clients/members, increasing knowledge and understanding of their business
  • Represent the group at all times in a professional manner with external and internal clients
  • Create and deliver an appropriate programme of visits to meet the requirements of firms through effective planning, organisation and time management
  • Provide consultative support to client/member firms to ensure relevant, practical compliance solutions are provided to assist with firm risk management
  • Provide support to clients/members during times of regulatory change and update firms of any current relevant regulatory and/or legislative changes during visits
  • Produce and deliver accurate reports and action plans in a timely manner to provide clear, practical solutions to specific business needs for clients/members to enable them to develop, monitor and maintain compliance standards to mitigate risks within their business
  • Conduct file reviews if/when required whilst onsite, or remotely in line with group business requirements and policy
  • Ensure delivery of T&C service with effective delivery of training needs analysis, skills assessments, one to ones and development plans
  • Support and promote group events by participating in preparation and delivery of training presentations and/or meetings as required

To be successful you will need

  • Significant practical T&C experience within the financial services sector preferably with an Independent Financial Adviser
  • Excellent coaching, development and influencing skills
  • Knowledge and understanding of all products/services associated with the financial services market including life, pension, protection and wealth management
  • Full UK drivers licence
  • Understanding of financial advice processes
  • Financial Planning Certificate or Diploma qualified (or equivalent), preferably holding either G60, AF3 or AF7 or have the desire to achieve this

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful, we aim to contact you to discuss the opportunity in more detail within 2 working days. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful. If your application is unsuccessful, the information supplied may still be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.

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