Compliance jobs

• Bromsgrove
• £65000 - £75000 per annum
• Posted 12 days ago

Behind every Trusted Adviser is a strong, thoughtful T&C framework - and people who genuinely care about doing the right thing. We're looking for a Training & Competence Supervisor who believes that regulation and values aren't opposites, that good governance enables great client outcomes and tha...

• London
• £30000 - £35000 per annum
• Posted 23 days ago

A growing wealth management firm is looking to hire a Compliance Associate to support its day-to-day compliance activities. This is a fully remote role and would suit someone with existing experience in a regulated wealth management or financial planning environment who is looking to develop thei...