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Compliance Manager

Job description

Are you a Compliance Manager looking to develop your career within a fast growing and innovative business?

Our client are seeking a Compliance Manager to work with their protection business based in Newmarket.

You will undertake a wide range of duties as Compliance Manager such as:

  • Responsibility for the compliance function in the firm, ensuring that the firm complies with all relevant principles and regulations
  • To liaise with group risk to ensure that the standards, systems and controls and risk appetite are compatible with the group
  • Responsible for the firm's ongoing monitoring, to ensure that the firm maintains compliance with the regime
  • Responsible for the firm's obligations in relation to individual conduct rules for training and reporting

The ideal candidate will need to have a financial services background, ideally with a strong understanding of protection products.

Visit the IDEX Consulting Ltd website for further opportunities. We value diversity and always provide guidance based on merit. Please note that the information supplied may be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.