Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team.

This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.

Role Responsibilities:

• Ensure client files are in compliance with regulatory standards and internal policies
• Files submitted and checked via in house back office system
• Assistance with answering enquiries from advisers by email and telephone
• Part of a dynamic team reviewing cases

Skills:

• Strong communication skills, both verbal and written
• Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be considered)
• Previous experience in a similar role would be beneficial, although full training provided

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