Back to jobs

Head of Advice Quality

Job description

Would you like to work for an Investment AIM listed holding company, a fast growing financial services business that due to part retirement of a member of staff are now looking to hand over the role of Head of Advice Quality.

With circa 150 employed staff members and 200 IFA's your role is pivotal to the business.

As the Head of Advice Quality you will be responsible for assessing the suitability of advice delivered by Advisers in line the firms innovative, risk based file assessment framework. There may be occasions where your resources will support special projects such as thematic review, in addition to business as usual assessments.

You will manage a team of c11 Advice Quality Checkers ensuring they adhere to training and competency standards and productivity KPIs. You will be a key member of the senior compliance team, providing feedback indirectly to improve advice policy and directly to Advice Management and Advisers.


  • 25 days holiday + Bank holiday
  • Pension Scheme
  • Life Assurance
  • CPD
  • Long service awards

The ideal candidate will be:

  • Diploma qualified with relevant qualification in pension transfers from an industry body such as CII or CISI
  • Ideally, you will have experience managing a team of file assessors and have experience in an Advice Quality role, including assessing pension transfers (DB). - You will have in depth working knowledge of regulatory requirements

We have a full job specification with all duties and responsibilities to share with successful applicants and full details of the firm and benefits, so please click apply for this remote based head of advice quality role.

Visit the IDEX Consulting Ltd website for further opportunities. We value diversity and always provide guidance based on merit. Please note that the information supplied may be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.