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Investment Management and Platform Compliance Officer

Job description

I am currently looking for an experienced Compliance Specialist to join a SME who are within the wealth/asset management industry! This company has seen significant success over recent years and is currently undergoing a acquisition phase within their compliance department.

This position is a stand-alone role so would require someone who is happy to be hands-on. It would suit someone who has strong experience as a Compliance Analyst or Manager and ideally who has a background working within an asset management company.


  • To lead and oversee the investment compliance sector of the business
  • Developing regulatory compliance policies and procedures
  • Advise on regulatory issues
  • Provide 2nd line challenge and oversee the investment team
  • Take lead and manage projects
  • Look at ways to improve the business and provide guidance where necessary
  • Report in to the CEO

Benefits include:

  • Full flexibility and full remote working
  • Competitive salary
  • Generous bonus and pension

If this role sounds like it could be for you, and you would like some more information please send your CV to or give Samantha a call on 07386 660100.

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At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.