Financial Services jobs

• Glasgow
• £40000 - £50000 per annum
• Posted 7 days ago

We are seeking an experienced Advice/Compliance File Checker to join an established financial services business. The role will involve reviewing Adviser files, suitability reports and recommendations to ensure advice is suitable, compliant and meets regulatory and internal standards. You will pro...

• Edinburgh
• £40000 - £50000 per annum
• Posted 7 days ago

We are seeking an experienced Advice/Compliance File Checker to join an established financial services business. The role will involve reviewing Adviser files, suitability reports and recommendations to ensure advice is suitable, compliant and meets regulatory and internal standards. You will pro...

• London
• £120000 - £150000 per annum
• Posted 19 days ago

We're working with a growing, multi-hub financial planning group that is looking to appoint a senior Compliance professional into a Head of Compliance & SMF16 role. This is a genuine Director-level opportunity with responsibility for providing senior compliance leadership and regulatory oversight...

• New York
• US$200000.00 - US$300000.00 per annum
• Posted about 2 months ago

About Us: Join a leading Property and Casualty (P&C) insurance company renowned for innovation, excellence, and a customer-centric approach. Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our op...

• Manchester
• US$80000.00 - US$120000.00 per annum
• Posted about 2 months ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...

• New York
• US$220000.00 - US$400000.00 per annum
• Posted about 2 months ago

About Us: A leading firm in the insurance brokerage and Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service. Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This r...

• Surrey
• US$80000.00 - US$120000.00 per annum
• Posted about 2 months ago

About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts across all operations, including a...