Compliance jobs

Found 2 jobs
    • Bromsgrove
    • £70000 - £90000 per annum
    • Posted about 2 months ago

    IDEX are exclusively representing a Wealth Manager in the Midlands who are looking for a Head of Advice & Controls. This is a project role that will support the compliance leadership team in identifying regulatory or operational gaps in the advice process. You will work with the senior leadership...

    • Birmingham
    • £120000 - £130000 per annum
    • Posted 2 months ago

    Are you a Senior Compliance Leader with a strong operational mindset and deep understanding of financial advice processes? IDEX are exclusively representing a wealth management firm seeking an experienced Compliance Director to lead and strengthen the first-line controls, oversee day-to-day compl...

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