Compliance jobs
Found 2 jobs
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- Bromsgrove
- £70000 - £90000 per annum
- Posted about 2 months ago
IDEX are exclusively representing a Wealth Manager in the Midlands who are looking for a Head of Advice & Controls. This is a project role that will support the compliance leadership team in identifying regulatory or operational gaps in the advice process. You will work with the senior leadership...
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- Birmingham
- £120000 - £130000 per annum
- Posted 2 months ago
Are you a Senior Compliance Leader with a strong operational mindset and deep understanding of financial advice processes? IDEX are exclusively representing a wealth management firm seeking an experienced Compliance Director to lead and strengthen the first-line controls, oversee day-to-day compl...