Compliance jobs

Found 2 jobs

Compliance Director New
- London
- £120000 - £150000 per annum
- Posted about 21 hours ago
We are partnering with one of the UK's leading Financial Planning businesses, providing impartial, tailored advice to High Net Worth Individuals, Business Owner-Managers, and Trustees. This award-winning, fee-based, independent firm manages over £2.4 billion in client assets. As part of their con...

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Head of Advice Controls
- Bromsgrove
- £70000 - £90000 per annum
- Posted about 2 months ago
IDEX are exclusively representing a Wealth Manager in the Midlands who are looking for a Head of Advice & Controls. This is a project role that will support the compliance leadership team in identifying regulatory or operational gaps in the advice process. You will work with the senior leadership...

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