Compliance jobs
Found 2 jobs
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- Newcastle upon Tyne
- £30000.00 - £31000.00 per annum + Bonus
- Posted 1 day ago
Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided...
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- Glasgow
- £55000.00 - £60000.00 per annum + Excellent benefits package
- Posted 3 months ago
The Training and Competence Manager is responsible for overseeing and supervising the advisers within the firm, with a particular focus on monitoring and training new advisers to the firm. Reporting to the Head of T&C and working alongside the Compliance Manager you will be working positively wit...