This role is to ensure that any acquisitions and respective business integrations happen smoothly and successfully from a compliance perspective.

You will be;

• Providing compliance support for pre-deal and due diligence activity
• Preparing for the FCA change in control notifications
• Building integration plans to respond to any due diligence findings and align with group compliance arrangements
• Overseeing and supporting acquired firms with migration and mitigation activities
• Working with the wider compliance team to understand existing arrangements and ensure smooth integration of incoming businesses
• Liaising with Senior Management and other departments (operations, IT, M&A, HR, finance) and provide compliance input on their integration activities
• Supporting the Compliance Assurance Manager when activity allows

A key part of the role is to ensure the best interests of our customers are met and regulatory requirements satisfied by

• Promoting a culture of continual improvement in the quality of the customer experience
• Implementing and embedding appropriate policies and procedures to guide and inform the way we work and promote the right behaviours.
• Working in partnership with the business in monitoring and responding to relevant KPIs, new developments - internal or external, providing pro-active support and constructive advice on compliance and related matters and be seen as a 'Trusted Advisor'

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