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Compliance Officer

Job description

A privately owned Wealth Management firm, with offices in Birmingham, London and Nottingham, currently looking to expand the Compliance team due to growth through acquisition.

As compliance assistant you will:-

Carry out file reviews, working closely with the Head of Compliance on new regulation and horizon scanning and training on new regulations and procedures. Have regular meetings with the directors and practice manager to discuss any areas of concern and make suggestions for ways in which current compliance processes could be improved

In return this firm offers a highly competitive salary, benefits and flexibility to work from home, with career development paths.

This is undoubtedly a great opportunity to join a practice where you'll become part of the family and where the work you do will be valued. It would be a fantastic opportunity for candidates already within compliance, paraplanning or advisers looking for career move into Compliance.

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At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.