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Compliance Jobs

We're always looking for talented Financial Services professionals to match to our latest jobs in Compliance.

Take the next step in your career with our range of vacancies from all over the UK, or drop us your CV to keep up to date with our latest jobs.

Need advice? Not a problem: our expert team of recruitment consultants are always happy to talk. 

T&C Manager
  • Salary: £45000 - £50000 per annum
  • Location: Wolverhampton, West Midlands
  • Sector: Financial Services
  • Description: My client an award winning financial planning firm. Established over 25 years ago, Who encourage individuals to flourish, to take personal responsibility and to improve their skills and qualifications
Advice Assurance Manager
  • Salary: £40000 - £55000 per annum
  • Location: Birmingham, West Midlands
  • Sector: Financial Services
  • Description: My client a leading financial service firm have an exciting opportunity for an Advice Assurance Manager to join the first line risk division.
Field Sales Quality Officer
  • Salary: £35000 - £40000 per annum
  • Location: London
  • Sector: Financial Services
  • Description: Are you an compliance or T&C Specialist with an individual protection (life/critical illness, income protection, accident and health and general insurance) knowledge looking for a home based
Business Assurance Officer
  • Salary: £35000 - £40000 per annum + Bonus
  • Location: Bristol
  • Sector: Financial Services
  • Description: IDEX are working with one of the leading providers of bespoke investment management, who are looking for a Business Assurance Officer based in their offices in Bristol
Field Based Compliance Monitoring Officer
  • Salary: £35000 - £45000 per annum
  • Location: Manchester, Greater Manchester
  • Sector: Financial Services
  • Description: My client is currently looking for a Field Based Compliance Officer in Manchester. The successful candidate will be responsible for providing external file reviews to clients
Head of Compliance
  • Salary: £100000 - £130000 per annum
  • Location: Telford, Shropshire
  • Sector: Financial Services
  • Description: The Head of Compliance is responsible for the core function of compliance, providing 2nd line compliance oversight of the business's compliance with regulatory requirements (principally but not
Risk Managment Executive
  • Salary: £26000 - £35000 per annum
  • Location: Birmingham, West Midlands
  • Sector: Financial Services
  • Description: Large IFA practice with 2 large Midlands based offices are expanding the risk management team for the South Birmingham office. The Role Overall: To identify key risk exposures for the firm and to
Compliance Consultant (Field Based)
  • Salary: £35000 - £39000 per annum
  • Location: Glasgow
  • Sector: Financial Services
  • Description: My client is currently looking for a Compliance Consultant (Field Based) in Scotland to work with an agreed portfolio of IFA's to consult, monitor, review and support their business
Regulated Sales Trainer
  • Salary: £42500 - £45000 per annum + Pension + DIS Benefit
  • Location: Birmingham, West Midlands
  • Sector: Financial Services
  • Description: This independent client centric firm is seeking a Training Manager to design, deliver and manage, a range of resources to provide blended learning and development solutions that support the growing
Regulatory Consulting Consultant
  • Salary: £50000 - £55000 per annum
  • Location: London
  • Sector: Financial Services
  • Description: My client is a global accountancy and advisory network of independent firms with its headquarters in London. Due to growth the corporate audit department are looking to recruit a Regulatory
Mortgage and Protection Reviewer
  • Salary: £20000 - £24000 per annum
  • Location: Birmingham, West Midlands
  • Sector: Financial Services
  • Description: My client is a leading mortgage and financial planning network, looking to appoint 2 Mortgage and Protection Reviewers to support the Head of Quality with effective management of risk via the first
Compliance Administrator
  • Salary: £18000 - £21000 per annum + Benefits
  • Location: Bromsgrove, Worcestershire
  • Sector: Financial Services
  • Description: An independent client centric firm in Bromsgrove is seeking a Compliance Administrator. The Company My client is a financial planning and wealth management firm based in Bromsgrove
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