Compliance Jobs

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T&C Manager

Salary: £45000 - £50000 per annum
Location: Wolverhampton, West Midlands
Sector: Financial Services
Description: My client an award winning financial planning firm. Established over 25 years ago, Who encourage individuals to flourish, to take personal responsibility and to improve their skills and qualifications

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Advice Assurance Manager

Salary: £40000 - £55000 per annum
Location: Birmingham, West Midlands
Sector: Financial Services
Description: My client a leading financial service firm have an exciting opportunity for an Advice Assurance Manager to join the first line risk division.

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Field Sales Quality Officer

Salary: £35000 - £40000 per annum
Location: London
Sector: Financial Services
Description: Are you an compliance or T&C Specialist with an individual protection (life/critical illness, income protection, accident and health and general insurance) knowledge looking for a home based

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Business Assurance Officer

Salary: £35000 - £40000 per annum + Bonus
Location: Bristol
Sector: Financial Services
Description: IDEX are working with one of the leading providers of bespoke investment management, who are looking for a Business Assurance Officer based in their offices in Bristol

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Field Based Compliance Monitoring Officer

Salary: £35000 - £45000 per annum
Location: Manchester, Greater Manchester
Sector: Financial Services
Description: My client is currently looking for a Field Based Compliance Officer in Manchester. The successful candidate will be responsible for providing external file reviews to clients

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Head of Compliance

Salary: £100000 - £130000 per annum
Location: Telford, Shropshire
Sector: Financial Services
Description: The Head of Compliance is responsible for the core function of compliance, providing 2nd line compliance oversight of the business's compliance with regulatory requirements (principally but not

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Risk Managment Executive

Salary: £26000 - £35000 per annum
Location: Birmingham, West Midlands
Sector: Financial Services
Description: Large IFA practice with 2 large Midlands based offices are expanding the risk management team for the South Birmingham office. The Role Overall: To identify key risk exposures for the firm and to

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Compliance Consultant (Field Based)

Salary: £35000 - £39000 per annum
Location: Glasgow
Sector: Financial Services
Description: My client is currently looking for a Compliance Consultant (Field Based) in Scotland to work with an agreed portfolio of IFA's to consult, monitor, review and support their business

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Regulated Sales Trainer

Salary: £42500 - £45000 per annum + Pension + DIS Benefit
Location: Birmingham, West Midlands
Sector: Financial Services
Description: This independent client centric firm is seeking a Training Manager to design, deliver and manage, a range of resources to provide blended learning and development solutions that support the growing

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Regulatory Consulting Consultant

Salary: £50000 - £55000 per annum
Location: London
Sector: Financial Services
Description: My client is a global accountancy and advisory network of independent firms with its headquarters in London. Due to growth the corporate audit department are looking to recruit a Regulatory

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Mortgage and Protection Reviewer

Salary: £20000 - £24000 per annum
Location: Birmingham, West Midlands
Sector: Financial Services
Description: My client is a leading mortgage and financial planning network, looking to appoint 2 Mortgage and Protection Reviewers to support the Head of Quality with effective management of risk via the first

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Compliance Administrator

Salary: £18000 - £21000 per annum + Benefits
Location: Bromsgrove, Worcestershire
Sector: Financial Services
Description: An independent client centric firm in Bromsgrove is seeking a Compliance Administrator. The Company My client is a financial planning and wealth management firm based in Bromsgrove

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