Compliance Jobs

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Systems Manager

Salary: £40000 - £50000 per annum
Location: Nottingham, Nottinghamshire
Sector: Financial Services
Description: Do you enjoy the challenge of managing projects and helping to deliver new methods and technology within an IFA environment? Our client are a leading financial planning firm and seek an individual

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Regulatory Consulting Consultant

Salary: £50000 - £55000 per annum
Location: London
Sector: Financial Services
Description: My client is a global accountancy and advisory network of independent firms with its headquarters in London. Due to growth the corporate audit department are looking to recruit a Regulatory

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Compliance Officer

Salary: £30000 - £35000 per annum + Benefits
Location: City of London, London
Sector: Financial Services
Description: Are you a compliance professional, looking to reach the top as a Head of Compliance at your firm? Would you be happy working in a small friendly team with supportive Directors who listen? I have an

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Compliance Administrator

Salary: £18000 - £21000 per annum + Benefits
Location: Bromsgrove, Worcestershire
Sector: Financial Services
Description: An independent client centric firm in Bromsgrove is seeking a Compliance Administrator. The Company My client is a financial planning and wealth management firm based in Bromsgrove

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Fund Research Assistant

Salary: £55000 - £60000 per annum
Location: Stratford-upon-Avon, Warwickshire
Sector: Financial Services
Description: Fund Research Assistant needed! IDEX Consulting are partnered with a highly regarded, leading general insurance and financial services company who are looking for a Financial Fund Research Assistant

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Mortgage and Protection Reviewer

Salary: £20000 - £24500 per annum
Location: Solihull, West Midlands
Sector: Financial Services
Description: My client is a leading mortgage and financial planning network, looking to appoint 2 Mortgage and Protection Reviewers to support the Head of Quality with effective management of risk via the first

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Compliance Manager

Salary: £50000 - £60000 per annum + benefits package
Location: Cheshire
Sector: Financial Services
Description: My client is a well-established and successful IFA practice in South Manchester/Cheshire and they are looking for an experienced Compliance Manager to join their team

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Senior Policy and Risk Executive

Salary: Negotiable
Location: Bromsgrove, Worcestershire
Sector: Financial Services
Description: My client a leading Chartered IFA practice who have grown through acquisition are looking to expand the policy and advice team and recruit 3 new recruits at various levels due to business growth

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Risk Managment Executive

Salary: Negotiable
Location: Birmingham, West Midlands
Sector: Financial Services
Description: Large IFA practice with 2 large Midlands based offices are expanding the risk management team for the South Birmingham office. The Role Overall: To identify key risk exposures for the firm and to

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Training and Competence Supervisor

Salary: £40000 - £42000 per annum + Benefits
Location: Sheffield, South Yorkshire
Sector: Financial Services
Description: Do you hold the Diploma in Financial Planning and looking to develop into compliance? Are you an individual who has impressive people skills and can develop and train individuals within the business?

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Senior Compliance Manager

Salary: £45000 - £60000 per annum
Location: Birmingham, West Midlands
Sector: Financial Services
Description: Top 100 chartered firm currently looking to grow the assurance team, to be a help point for the business on all compliance matters and lead the compliance culture across the firm

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Financial Promotion Specialist

Salary: £30000 - £40000 per annum + Benefits + Bonus
Location: Stratford-upon-Avon, Warwickshire
Sector: Financial Services
Description: Are you a compliance expert looking for your next career move? IDEX Consulting are partnered with a highly regarded, leading general insurance and financial services company who are looking for a

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